Blogging The Silmarillion: Closing the book on the Third Age

Part nine of Blogging The Silmarillion concludes with Of the Rings of Power and the Third Age

“Many are the strange chances of the world,” said Mithrandir, “and help oft shall come from the hands of the weak when the Wise falter.”

–J.R.R. Tolkien, The Silmarillion

A recurring theme in The Silmarillion is Elves and/or Men meeting force with force, the result of which is endless cycles of war and ruin. In the Quenta Silmarillon Melkor steals the three Silmarils, and their maker, the Noldorin Elf Fëanor, vows to recover them at all costs. Fëanor’s destructive oath sets in motion a millennia-spanning series of conflicts that continue until the Valar intercede in the War of Wrath, another horribly destructive affair which mars Arda forever and ends the First Age of Middle-earth.

But even after Morgoth’s defeat in the War of Wrath, evil is not destroyed, nor are possessiveness and pride stamped out of the hearts of Men. In the Akallabêth the Númenóreans fall victim to the same Fëanor-like sins of pride and overreaching when they try to wrest immortality from the Valar. The result is the destruction of their civilization.

Thus far it’s been pretty bleak stuff from Tolkien, and with only one section of The Silmarillion left it’s still very much an open question whether Men and Elves will ever learn from their mistakes, or whether Middle-earth is doomed to ever more destructive wars of possession. And so we arrive at Of the Rings of Power and the Third Age.

After the drowning of Númenor, the surviving ships of the Faithful led by Elendil and his sons Isildur and Anárion alight on the shores of Middle-earth. They build great works whose gorgeous, evocative names I can’t resist repeating here: the watchtowers Emyn Beraid and Amon Sul; Minas Ithil, the Tower of the Rising Moon; Minas Anor, Tower of the Setting Sun; the massive Argonath statues; and the Pinnacle of Orthanc (Saruman’s future home). Atop these new towers the Númenóreans place the Seven Stones, aka the palantíri, which allow them to keep a vigilant watch on Sauron. They also settle the great realm of Gondor and construct the city of Osgiliath.

Meanwhile the disembodied, drowned spirit of Sauron eventually returns to the Mountains of Shadow where he sets his minions to work building Barad-dûr, the Dark Tower. Sauron takes up the One Ring, and after gathering his strength goes to war. His forces capture Minas Ithil (which later becomes Minas Morgul, “The Tower of Dark Sorcery”) and gain control of the palantír kept there.

Isildur vs. Sauron.

With Middle-earth in jeopardy of falling under Sauron’s dark rule, Elendil and the Noldorin high king Gil-galad unite in the Last Alliance, a great host of Elves and Men. In an all-out battle with Sauron’s forces on Dagorlad, the Battle Plain, the host of good prevails, then lays siege to Barad-dûr. Anárion is slain during the seven-year standoff. Finally Sauron himself issues forth, slaying both Gil-galad and Elendil in an epic throw-down. But Sauron is vanquished when Isildur cuts the Ruling Ring from his hand. This ushers in The Third Age and the events of The Lord of the Rings.

The Third Age doesn’t get off to an auspicious start for the forces of good as Isildur refuses to destroy the One Ring. Instead he opts to keep it as “weregild” for the death of his father and brother. A weregild is an Anglo-Saxon term meaning reparation for murder. In other words, the One Ring is a form of blood money and keeping it is a bad omen. It’s therefore not surprising when Isildur is slain by a band of orcs. The Ring is swept into the river Anduin and lost.

(This raises an interesting side-question: Is Isildur’s failure to cast the Ring into the fires of Mount Doom the result of the One Ring’s corruptive influence, or Isildur’s own lust for power? Tolkien leaves the issue open for interpretation.)

Sauron, defeated but not destroyed, arises from the ashes a second time and begins to rebuild his armies. His thoughts return to finding and recovering the One Ring, his source of power, which eventually is recovered by the hobbit Bilbo Baggins. Bilbo’s nephew, Frodo, now has the unenviable task of taking it to Rivendell to allow the powers-that-be to decide what to do next.

Right about here a First Age hero may have confronted Sauron on the battlefield with the One Ring and destroyed him, but in the process becoming another Dark Lord in his stead. But this time, miraculously, evil is thwarted by an act of humble bravery by a meek, unlikely hero.

Frodo is unlike anyone we have seen in the First and Second Ages of Middle-earth. While the events of The Silmarillion are dominated by the long shadow of Fëanor, who vows to recover the great treasure of the Silmarils and inflict revenge on Melkor, its successor, The Lord of the Rings, is the inverse of this equation: It’s about a humble hero who bears an artifact with him into the heart of darkness with the intent to destroy it, not wield it as a weapon.

While Feanor is driven by a limitless pride in his own strength, Frodo is motivated by an inner sense of duty and undying loyalty to his friends. In the end he succeeds where greater Men and Elves would have (and have already) failed. The forces of the West would surely have been overcome at the last were it not for the hands of the weak, the long trek into Mordor of Frodo and Sam, who beyond all endurance and hope deliver Middle-earth from destruction. “For, as many songs have since sung, it was the Periannath, the Little People, dwellers in hillsides and meadows, that brought them deliverance,” writes Tolkien.

Frodo’s seemingly hopeless quest is the answer to the eternal question: How do you defeat force? The answer is through patient endurance and self-sacrifice. In other words, through unassuming, quiet heroism, by exhibiting pity for one’s enemies, and through subversion, by not playing by force’s rules. This is another of the great themes of Tolkien’s works, and one which he explains in a letter:

Of course, Allegory and Story converge, meeting somewhere in Truth … And one finds, even in imperfect human ‘literature,’ that the better and more consistent an allegory is the more easy it can be read ‘just as a story’; and the better and more closely woven a story is the more easy can those so minded find allegory in it. But the two start out from opposite ends. You can make the Ring into an allegory of our time, if you like: an allegory of the inevitable fate that waits for all attempts to defeat evil power by power. But that is only because all power magical or mechanical does always so work. You cannot write a story about an apparently simple magic ring without that bursting in, if you really take the ring seriously… 

--J.R.R. Tolkien, The Letters of J.R.R. Tolkien

But as is always the case, Tolkien’s works resist simple, reductive explanations. While we can interpret Frodo’s carrying of the One Ring to Christ’s burden of the Cross, for example, Middle-earth is not saved through pacifism and pity alone. The spirit of Feanor endures in the suicidal feint at the Black Gates of Mordor and the sacrifice on the Pelennor Fields, which I would argue are just as integral to victory as the quest into Mordor. The Elf-Lord Círdan says as much when gives Gandalf the Ring Narya, hoping that the some of the Ragnarök-like spirit of the First Age will help the heroes of the Third:

“For this is the Ring of Fire, and herewith, maybe, thou shalt rekindle hearts to the valour of old in a world that grows chill.”

It is the union of Northern courage and Christian faith, “hammerstrokes with compassion” as coined by C.S. Lewis, that ultimately delivers the Third Age from the black night of Sauron’s victory.

Terrific Tolkien: Finding joy in unhappy endings

In Tolkien’s legendarium victory is never the black-and-white happy ending that it appears to be. Yes, Sauron is destroyed when the One Ring is consumed in the fires of Mount Doom. But the Ring’s destruction opens an artery in the heartstrings of Middle-earth, from which magic drains away, along with its greatest heroes. Writes Tolkien:

In that time the last of the Noldor set sail from the Havens and left Middle-earth for ever. And latest of all the Keepers of the Three Rings rode to the Sea, and Master Elrond took there the ship that Cirdan had made ready. In the twilight of autumn it sailed out of Mithlond, until the seas of the Bent World fell away beneath it, and the winds of the round sky troubled it no more, and borne upon the high airs above the mists of the world it passed into the Ancient West, and an end was come for the Eldar of story and of song.

Last ship to Valinor.

For all the race’s previous acts of pride and stubbornness, it’s noteworthy that a Noldorin Elf commits the greatest self-sacrifice of all. Galadriel, one of the Eldest of the Eldar, has the One Ring in her grasp after Frodo offers it to her freely in Lothlórien. She could have taken it and used it to defeat Sauron. Think of her temptation: The fate of the One Ring is tied to the Three Rings. Had it not perished the three Elven Rings would also have endured, along with all the great works of the Elves which the Rings protect and preserve, including Lothlórien and Rivendell. Yet in the end Galadriel resists its temptation. The Elves choose to sacrifice the Ring and their Rings though it results in the destruction of all their works. They opt for freedom over immortality. It’s a wonderful inversion of everything we’ve seen so far in The Silmarillion.

Like The Lord of the Rings, I find the ending of The Silmarillion incredibly sad. I grieve for the departure of the Noldor, for the draining of magic from the world, for the last ship which pulls away from the Havens, and for our own, grayer world left in its wake. While reading Tolkien’s letters, I was interested to find that he began a story placed about 100 years after the downfall of Mordor, “but it proved both sinister and depressing,” and he wound up abandoning the project.

I can sympathize. During a few (all too fleeting) times in my life, I’ve felt glimpses of magic at the edges of my vision, dim remembrances of heroic ages separated by vast epochs of time. Just as quickly, these tantalizing images fade, and I’m back in the here and now of modern life, a world of banal existence, drab landscapes, and moral turpitude. Does this make me crazy? (Arguably) no, just someone who loves slipping into the world of fantasy fiction, and in particular the works of J.R.R. Tolkien. The Silmarillion provides these rare, exotic glimpses of a rich and wonderful secondary world, of which I have yet to find an equal. Everything in The Lord of the Rings is an echo of a grander, more epic work. The Silmarillion may not be as grounded, as accessible, nor ultimately as successful as a work of literature as The Lord of the Rings, but in my opinion it’s just as great. For it is myth writ large.

(Images by J.R.R. Tolkien, Jos, Ted Nasmith)